Volume 3, Issue 1 (Fall 2006)

ARTICLES

 

Are Underwriters Essential? Empirical Evidence on Non Book-Built Offerings

Anita Anand & Lewis Johnson

​

The Chameleon Effect: Beyond the Bonding Hypothesis for Cross-listed Securities

Cally Jordan 

​

“Cost-based” and “Rules-based” Regulatory Competition: Markets for Corporate Charters in the U.S. and in the E.U.

Marco Ventoruzzo

​

 

PRACTITIONER NOTES

 

Sharper and Brighter: Focusing on Sanctions at the New York Stock Exchange

Susan L. Merrill, Matthew L. Moore & Allen D. Boyer

​

The Fault Allocation Provisions of the Private Securities Litigation Reform Act of 1995 – A Roadmap for Litigants and Courts

Judge Amy J. St. Eve & Bryce C. Pilz

​

Private Equity Groups Under Common Legal Control Constitute a Single Enterprise Under the Antitrust Laws

Harry S. Davis, Michael E. Swartz & Matthew S. Wild 

​

Regulatory Competition in International Capital Markets: Evidence from China in 2004-2005

Erica Fung 

​

​

STUDENT NOTES

 

The Livedoor Looking Glass: Examining the Limits of Hostile Takeover Bids in Japan

Cristina Alger

​

Microloans as a Community Reinvestment Act Compliance Strategy

Emily Berkman